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Privacy
Policy
Morrison
Securities Pty Ltd ("Morrison Securities")
collects personal information from clients in its capacity
as a Participant of the ASX Group. Such information
includes your name, address, email address and possibly
details of your holdings and other information for the
purposes of credit checks. This information may include
your Tax File Number and bank account details, where
you choose to provide such details.
The primary purpose for collecting personal information
is for the proper conduct of Client Accounts to facilitate
transactions on your behalf and payments to and from
you and to comply with applicable legislation, such
as the Financial Transactions Reports Act 1988(Cth).
The collection, maintenance and disclosure of certain
personal information is governed not only by the Privacy
Act 1988 (Cth), but also by the ASTC Settlement Rules.
Your personal information may be disclosed to the ASX,
ASX Settlement and Transfer Corporation Pty Ltd, any
entity maintaining an issuer-sponsored sub-register
on which your securities are held and the company whose
securities they are. The various ASX Group members may
also require disclosure. In the case of derivatives
dealings, your personal information may be disclosed
to Australian Clearing House Pty Ltd.
On occasion, there may be a need to disclose your personal
information to the National Guarantee Fund. The Australian
Securities & Investments Commission can require
any securities dealer to supply information. So can
an ASX inspector.
Where you instruct Morrison Securities to undertake
transactions on a market other than ASX, the information
may be disclosed to another broker, such as a foreign
broker and relevant market operator and to any other
regulatory authorities as required by applicable local
laws.
You should be sure to keep the information which Morrison
Securities holds about you up-to-date and to notify
Morrison Securities of any change in any of your personal
details, including your address and contact numbers.
You can also contact the entity maintaining any issuer-sponsored
sub-register on which your securities are held to correct
details about you held by that entity. You may also
request Morrison Securities to disclose to you information
held about you.
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